SEC Form 4 · accession 0001623528-18-000011
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Patten
Officer — Sr. VP & CFO
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 29, 2018 | F | 729 | $60.19 | D | 32,788 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 1/29/2018, a total of 2,666 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/28/2015, 1/27/2016 and 1/25/2017, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.
- F2This amount includes 4,237 shares of restricted common stock which vest over time, and 3,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.