SEC Form 4 · accession 0001623528-17-000006
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Albright
Officer — President & CEO · Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jan 30, 2017 | F | 729 | $55.11 | D | 151,498 | D | |
| Common StockF2,F3 | Jan 30, 2017 | F | 547 | $55.11 | D | 150,951 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 1/30/2017, 2,667 shares of restricted common stock of the Issuer, which were awarded to the reporting person on 1/28/2015, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.
- F2On 1/30/2017, 2,000 shares of restricted common stock of the Issuer, which were awarded to the reporting person on 1/27/2016, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.
- F3This amount includes 11,318 shares of restricted common stock which vest over time, and 58,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.