SEC Form 4 · accession 0001623528-16-000008
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Earl Smith
Officer — Sr. VP & General Counsel
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | P | 400 | $45.205 | A | 8,200 | D | |
| Common StockF1 | Feb 17, 2016 | P | 100 | $47.34 | A | 8,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes the following: (i) 334 restricted shares half of which vest on each of 1/28/17 and 1/28/18, (ii) 2,500 restricted shares which vest in two tranches upon the satisfaction of certain target price conditions, and (iii) 3,000 restricted shares one-third of which vests on each of 1/28/17, 1/28/18 and 1/28/19; provided the reporting person is an employee of the issuer upon the occurrence of such dates/conditions.