SEC Form 4 · accession 0001623528-15-000006
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Earl Smith
Officer — Sr. VP & General Counsel
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2015 | P | 220 | $52.50 | A | 4,720 | D | |
| Common StockF1 | Dec 10, 2015 | P | 80 | $53.00 | A | 4,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes the following: (i) 500 restricted shares one-third of which vests on each of 1/28/16, 1/28/17 and 1/28/18, and (ii) 2,500 restricted shares which vest in two tranches upon the satisfaction of certain target price conditions, provided the reporting person is an employee of the issuer upon the occurrence of such dates/conditions.