SEC Form 4 · accession 0001282528-16-000007
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Patten
Officer — Sr. VP & CFO
Period of report
Jan 22, 2016
Accepted (ET)
Jan 22, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2016 | F | 228 | $46.31 | D | 25,972 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 1/22/16, 700 shares of restricted common stock of the issuer, which were awarded to the reporting person on 1/22/14, became vested and unrestricted. A portion of the vesting shares were withheld by the issuer in order to satisfy the reporting person's tax liability.
- F2This amount includes 3,700 shares of restricted common stock which vest over time, and 6,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.