SEC Form 4/A · accession 0001282528-15-000003
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark E Patten
Officer — SVP and CFO
Period of report
Apr 16, 2012
Accepted (ET)
Apr 17, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2012 | A | 17,000 | $0.00 | A | 18,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $29.34 | Apr 16, 2012 | A | 10,000 | A | — | Apr 16, 2022 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF3 | $34.95 | Jan 23, 2013 | A | 10,000 | A | — | Jan 23, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1This grant was incorrectly reported on Table II as an acquisition of derivative securities by the reporting person. This amendment is being filed to correct the previous Form 4 filed on February 20, 2013.
- F2Restricted shares that vest in six tranches based on the Issuer's common stock attaining the following target prices or hurdles: $36, $40, $46, $53, $60, and $65.
- F3Options vest in equal annual installments over three years from date of grant.