SEC Form 4 · accession 0001282528-15-000001
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Patten
Officer — Sr.VP & CFO
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2015 | M | 700 | $56.05 | A | 15,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share GrantF1 | — | Jan 22, 2015 | C | 700 | D | — | Jan 22, 2017 | Common Stock | 700 | 1,400 | D |
Explanation of responses
- F1on 1/22/14 the reporting person was awarded 2,100 shares of restricted common stock of the issuer, one-third of which would vest and become unrestricted on each of the first, second and third anniversaries of the award date, provided the reporting person is an employee of the issuer on such dates. The first one-third vested and became unrestricted on 1/22/15, the fair market value of which on such date was $56.05 per share.