SEC Form 3 · accession 0000919574-16-016887
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W. Pollock
10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 25, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 440 | D | ||
| Common StockF1 | holding | — | — | — | 1,553,075 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are owned by advisory clients of Wintergreen Advisers, LLC. The Reporting Person is a director nominee nominated by Wintergreen Advisers, LLC in a proposal to the Issuer dated November 14, 2016. The securities may be deemed to be beneficially owned by the Reporting Person because, although there is no formal written agreement, it is anticipated that the Reporting Person will vote with Wintergreen Advisers, LLC and its advisory clients. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.