SEC Form 4 · accession 0001209191-18-049003
CONAGRA BRANDS INC. · CAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charisse Brock
Officer — EVP, Chief HR Officer
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | M | 8,154 | $0.00 | A | 29,372 | D | |
| Common Stock | Aug 28, 2018 | F | 2,390 | $36.33 | D | 26,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Aug 28, 2018 | M | 8,154 | D | — | — | Common Stock | 8,154 | 0 | D |
Explanation of responses
- F1The restricted stock units (RSUs) were granted on August 28, 2015 and vested on August 28, 2018. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.
- F2Reflects an antidilution adjustment to the number of RSUs held by the Reporting Person, which antidilution adjustment was made prior to the vesting date in connection with the spinoff of Lamb Weston Holdings, Inc. from Conagra Brands, Inc. on November 9, 2016. The total number of RSUs held by the Reporting Person immediately prior to the spinoff was 6,069.