SEC Form 4/A · accession 0001209191-17-047950
CONAGRA BRANDS INC. · CAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas P. Werner
Officer — President, Commercial Foods
Period of report
Jul 15, 2016
Accepted (ET)
Aug 7, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2016 | M | 5,818 | $0.00 | A | 12,905 | D | |
| Common Stock | Jul 15, 2016 | F | 1,883 | $47.98 | D | 11,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 15, 2016 | M | 5,818 | D | — | — | Common Stock | 5,818 | 0 | D |
Explanation of responses
- F1The restricted stock units (RSUs) were granted on July 15, 2013, and vested on July 15, 2016. Each RSU represented the contingent right to receive one share of Issuer's common stock on the vesting date.
- F2This amendment is filed solely to report the vesting of the RSUs and subsequent disposition of a portion of the underlying common stock, which transactions were not included in the original Form 4 due to administrative error. The total securities owned has also been updated. These changes were not reflected in the Reporting Person's Form 4 filings since the filing of the original report.