SEC Form 4 · accession 0001209191-17-045581
CONAGRA BRANDS INC. · CAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charisse Brock
Officer — EVP, Chief HR Officer
Period of report
Jul 15, 2016
Accepted (ET)
Jul 18, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | M | 2,909 | $0.00 | A | 13,827 | D | |
| Common Stock | Jul 15, 2016 | F | 905 | $47.98 | D | 12,922 | D | |
| Common StockF1 | Jul 15, 2016 | M | 5,818 | $0.00 | A | 18,740 | D | |
| Common Stock | Jul 15, 2016 | F | 1,810 | $47.98 | D | 16,930 | D | |
| Common StockF2,F3 | Jul 14, 2017 | M | 4,290 | $0.00 | A | 21,220 | D | |
| Common Stock | Jul 14, 2017 | F | 1,386 | $33.58 | D | 19,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 15, 2016 | M | 2,909 | D | — | — | Common Stock | 2,909 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Jul 15, 2016 | M | 5,818 | D | — | — | Common Stock | 5,818 | 0 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Jul 14, 2017 | M | 4,290 | D | — | — | Common Stock | 4,290 | 0 | D |
Explanation of responses
- F1The restricted stock units (RSUs) were granted on July 15, 2013 and vested on July 15, 2016. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.
- F2Reflects an antidilution adjustment to the number of RSUs held by the Reporting Person, which antidilution adjustment was made prior to the vesting date in connection with the spinoff of Lamb Weston Holdings, Inc. from Conagra Brands, Inc. on November 9, 2016. The total number of RSUs held by the Reporting Person immediately prior to the spinoff was 3,193.
- F3The RSUs were granted on July 14, 2014 and vested on July 14, 2017. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.