SEC Form 4 · accession 0001209191-17-036891
CONAGRA BRANDS INC. · CAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven F Goldstone
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 30, 2017 | M | 11,932 | $0.00 | A | 194,309 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | $0.00 | May 30, 2017 | M | 11,932 | D | — | — | Common Stock | 11,932 | 0 | D |
Explanation of responses
- F1The restricted stock units ("RSUs") were granted on May 30, 2016 and vested on May 30, 2017. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.
- F2Includes 1,606 shares acquired through a dividend equivalent reinvestment feature under the Issuer's Directors' Deferred Compensation Plan (the "Plan") and 205 shares acquired through dividend equivalent rights under the Issuer's 2014 Stock Plan, in each case since the date of the Reporting Person's last report.
- F3Reflects an antidilution adjustment of 30,113.71 shares to the number of shares the Reporting Person has the right to receive under the Plan, which antidilution adjustment was made in connection with the spinoff of Lamb Weston Holdings, Inc. from the Issuer on November 9, 2016 (the "Spinoff").
- F4Reflects an antidilution adjustment to the number of RSUs held by the Reporting Person, which antidilution made prior to the vesting date in connection with the Spinoff. The number of RSUs held by the Reporting Person immediately prior to the Spinoff was 8,881.