SEC Form 4 · accession 0001209191-17-036883
CONAGRA BRANDS INC. · CAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas K Brown
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2017 | M | 4,175 | $0.00 | A | 15,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | $0.00 | May 30, 2017 | M | 4,175 | D | — | — | Common Stock | 4,175 | 0 | D |
Explanation of responses
- F1The restricted stock units ("RSUs") were granted on May 30, 2016 and vested on May 30, 2017. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.
- F2Includes 93 shares acquired since the date of the Reporting Person's last report through a dividend equivalent reinvestment feature under the Issuer's 2014 Stock Plan.
- F3Reflects an antidilution adjustment to the number of RSUs held by the Reporting Person, which antidilution adjustment was made prior to the vesting date in connection with the spinoff of Lamb Weston Holdings, Inc. from the Issuer on November 9, 2016. The number of RSUs held by the Reporting Person immediately prior to the spinoff was 3,108.