SEC Form 4 · accession 0001562180-18-000682
COMSTOCK RESOURCES INC · CRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Jay Allison
Officer — Chairman & CEO · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | A | 146,277 | $0.00 | A | 751,907 | D | |
| Common StockF2 | Feb 6, 2018 | A | 3,660 | $0.00 | A | 755,567 | D | |
| Common StockF3 | Feb 6, 2018 | A | 34,722 | $0.00 | A | 790,289 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7.75% Convertible Senior NotesF4 | $12.32 | holding | — | — | — | Nov 8, 2016 | Apr 1, 2019 | Common Stock | 537,330 | 537,330 | D |
Explanation of responses
- F1Restricted Share Award which vests over three years.
- F2Restricted Stock Award earned from 2016 Performance Stock Award which vests on Feb. 20, 2019.
- F3Restricted Stock Award earned from 2017 Performance Stock Award which vests on Feb. 20, 2020.
- F4Represents shares of common stock that could be obtained up conversion of $6,617,375 of principal of the 7.75% Convertible Senior Notes. Excludes additional shares of common stock that could be obtained for accrued interest paid in kind subsequent to September 30, 2017.