SEC Form 5 · accession 0001615594-18-000011
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 15, 2018 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | A | 1,592 | $3.62 | A | 53,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects all Employee Stock Purchase Plan, ESOP and shares purchased through a broker-sponsored Dividend Reinvestment Plan (95,459 shares at $7.16 on 7/1/2016; 35.362 shares at $4.94 on 9/28/2016; 36.254 shares at $4.86 on 12/2/2016; 40.451 shares at $4.39 on 3/29/2017; 135.884 shares at $4.3632 on 4/3/2017; 40.727 shares at $4.40 on 6/28/2017; 137.55 shares at $4.3499 on 7/3/2017; 42.313 shares at $4.27 on 9/28/2017; 143.237 shares at $4.2156 on 10/2/2017; and 49.402 shares at $3.69 on 12/28/2017) through 12/31/2017.