SEC Form 4 · accession 0001615594-17-000044
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D Sampson
Director
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 61,674 | D | ||
| Common Stock | holding | — | — | — | 34,200 | I | By Spouse, Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $4.34 | May 24, 2017 | A | 10,000 | A | May 24, 2018 | May 24, 2024 | Common Stock | 10,000 | 10,000 | D |