SEC Form 4 · accession 0001615594-17-000026
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Fandrich
Officer — VP/CFO
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $4.40 | Mar 31, 2017 | A | 26,500 | A | Mar 31, 2018 | Mar 31, 2024 | Common Stock | 26,500 | 26,500 | D |
Explanation of responses
- F1Option vests as to 25% on each of the first four anniversaries of the date of grant.