SEC Form 4 · accession 0001615594-17-000011
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Gregory Otis
Officer — Vice President
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $4.55 | Feb 24, 2017 | A | 10,000 | A | Feb 24, 2018 | Feb 24, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Option vests as to 50% on each of the first two anniversaries of the date of grant.