SEC Form 4 · accession 0001615594-16-000269
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis A Sampson
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | P | 200 | $4.96 | A | 417,200 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 100 | $4.97 | A | 417,300 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 320 | $4.99 | A | 417,620 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 4,944 | $5.00 | A | 422,564 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 300 | $5.01 | A | 422,864 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 100 | $5.03 | A | 422,964 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 56 | $5.06 | A | 423,020 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 190 | $5.08 | A | 423,210 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 50 | $5.10 | A | 423,260 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 145 | $5.11 | A | 423,405 | I | By Trust |
| Common Stock | Dec 14, 2016 | P | 495 | $5.13 | A | 423,900 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 400 | $4.88 | A | 424,300 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 200 | $4.89 | A | 424,500 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 100 | $4.90 | A | 424,600 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 100 | $4.94 | A | 424,700 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 700 | $4.95 | A | 425,400 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 478 | $4.96 | A | 425,878 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 4,100 | $4.99 | A | 429,978 | I | By Trust |
| Common Stock | Dec 15, 2016 | P | 22 | $5.00 | A | 430,000 | I | By Trust |
| Common Stock | holding | — | — | — | 624,723 | D | ||
| Common Stock | holding | — | — | — | 26,114 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.