SEC Form 4 · accession 0001615594-16-000268
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis A Sampson
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | P | 200 | $4.78 | A | 405,200 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 100 | $4.79 | A | 405,300 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 600 | $4.82 | A | 405,900 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 100 | $4.825 | A | 406,000 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 1 | $4.84 | A | 406,001 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 2,400 | $4.85 | A | 408,401 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 1,599 | $4.87 | A | 410,000 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 101 | $4.89 | A | 410,101 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 804 | $4.90 | A | 410,905 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 400 | $4.91 | A | 411,305 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 100 | $4.92 | A | 411,405 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 494 | $4.93 | A | 411,899 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 202 | $4.94 | A | 412,101 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 1,702 | $4.95 | A | 413,803 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 327 | $4.96 | A | 414,130 | I | By Trust |
| Common Stock | Dec 12, 2016 | P | 870 | $5.00 | A | 415,000 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 300 | $4.77 | A | 415,300 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 400 | $4.78 | A | 415,700 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 300 | $4.795 | A | 416,000 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 100 | $4.87 | A | 416,100 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 600 | $4.88 | A | 416,700 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 200 | $4.90 | A | 416,900 | I | By Trust |
| Common Stock | Dec 13, 2016 | P | 100 | $4.91 | A | 417,000 | I | By Trust |
| Common Stock | holding | — | — | — | 624,723 | D | ||
| Common Stock | holding | — | — | — | 26,114 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.