SEC Form 4 · accession 0001615594-16-000236
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D Sampson
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 581 | $7.04 | A | 58,606 | D | |
| Common Stock | Jul 1, 2016 | M | 581 | $7.04 | A | 59,187 | D | |
| Common Stock | holding | — | — | — | 34,200 | I | By Spouse, Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $7.04 | Jul 1, 2016 | M | 581 | D | Jul 1, 2016 | Jul 1, 2016 | Common Stock | 581 | 0 | D |
| Restricted Stock Units | $7.04 | Jul 1, 2016 | M | 581 | D | Jul 1, 2016 | Jul 1, 2016 | Common Stock | 581 | 0 | D |