SEC Form 4 · accession 0001615594-16-000235
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Primuth
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 1,356 | $7.04 | A | 10,727 | D | |
| Common Stock | Jul 1, 2016 | M | 1,356 | $7.04 | A | 12,083 | D | |
| Common Stock | Jul 1, 2016 | M | 904 | $7.04 | A | 12,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $7.04 | Jul 1, 2016 | M | 1,356 | D | Jul 1, 2016 | Jul 1, 2016 | Common Stock | 1,356 | 0 | D |
| Restricted Stock Units | $7.04 | Jul 1, 2016 | M | 1,356 | D | Jul 1, 2016 | Jul 1, 2016 | Common Stock | 1,356 | 0 | D |
| Restricted Stock UnitsF1 | $7.04 | Jul 1, 2016 | M | 904 | D | Jul 1, 2016 | Jul 1, 2016 | Common Stock | 904 | 0 | D |
Explanation of responses
- F1The Form 4 filed for Mr. Primuth on 5/26/2015 overstated the Restricted Stock Units issued to Mr. Primuth by 453. The totals owned by Mr. Primuth are correct as of the date hereof.