SEC Form 4 · accession 0001615594-16-000225
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis A Sampson
Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | M | 1,709 | $7.05 | A | 574,575 | D | |
| Common Stock | Jun 6, 2016 | M | 598 | $7.05 | A | 575,173 | D | |
| Common Stock | holding | — | — | — | 405,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 26,114 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $7.05 | Jun 6, 2016 | M | 1,709 | D | Jun 6, 2016 | Jun 6, 2016 | Common Stock | 1,709 | 0 | D |
| Restricted Stock Units | $7.05 | Jun 6, 2016 | M | 598 | D | Jun 6, 2016 | Jun 6, 2016 | Common Stock | 598 | 0 | D |