SEC Form 4 · accession 0001615594-16-000215
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
Apr 1, 2016
Accepted (ET)
May 26, 2016 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | P | 22 | $7.1275 | A | 30,994 | D | |
| Common StockF2 | May 24, 2016 | P | 106 | $6.59 | A | 31,810 | D | |
| Common Stock | May 24, 2016 | P | 2,894 | $6.60 | A | 34,704 | D | |
| Common Stock | May 24, 2016 | P | 200 | $6.52 | A | 34,904 | D | |
| Common Stock | May 24, 2016 | P | 50 | $6.49 | A | 34,954 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased through broker-sponsored Dividend Reinvestment Plan on April 1, 2016.
- F2Includes all Employee Stock Purchase Plan issuances through 5/24/2016.