SEC Form 4 · accession 0001615594-16-000212
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald D Pint
Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 19, 2016 | A | 2,035 | A | — | — | Common Stock | 2,035 | 2,035 | D |
| Non-Qualified Stock Option | $6.33 | May 19, 2016 | A | 13,718 | A | May 19, 2017 | May 19, 2023 | Common Stock | 13,718 | 13,718 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.
- F2The Restricted Stock Units vest on the first anniversary of the date of grant. The Restricted Stock Units have an additional year of restriction and stock will be issued on May 19, 2018.