SEC Form 4 · accession 0001615594-15-000087
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 4,040 | $9.90 | A | 25,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $9.90 | May 21, 2015 | M | 4,040 | D | May 24, 2005 | May 24, 2015 | Common Stock | 4,040 | 0 | D |
| Stock Option (Right-to Buy)F1 | $11.05 | May 21, 2015 | A | 25,050 | A | — | May 21, 2022 | Common Stock | 25,050 | 25,050 | D |
Explanation of responses
- F1Options vest as to 50% on 5/31/2016 and the remaining 50% on 5/31/2017.