SEC Form 4 · accession 0001615594-15-000058
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
Apr 3, 2015
Accepted (ET)
Apr 8, 2015 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | P | 121 | $11.7753 | A | 20,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $11.09 | Apr 3, 2015 | A | 24,950 | A | Apr 3, 2016 | Apr 3, 2022 | Common Stock | 24,950 | 24,950 | D |
Explanation of responses
- F1Option vests as to 25% on each of the first four anniversaries of the date of grant.