SEC Form 4/A · accession 0001615594-15-000026
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bruce C Blackwood
Officer — VP
Period of report
Oct 14, 2014
Accepted (ET)
Mar 17, 2015 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 14, 2014 | P | 548 | $10.04 | A | 8,253 | D | |
| Common Stock | Jan 15, 2015 | P | 249 | $9.45 | A | 11,639 | D | |
| Common StockF2 | Mar 10, 2015 | S | 2,130 | $11.131 | D | 9,509 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company determined that Reporting Person violated Section 16(b) in his March 10, 2015 sale of 2,130 shares. On March 13, 2015, Reporting Person paid to Company $1,480.29 representing the entire amount of the Section 16(b) short swing profit.
- F2Reflects all Employee Stock Purchase Plan and ESOP issuances since Reporting Person's last Form 4 through March 10, 2015.