SEC Form 5 · accession 0001615594-15-000018
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2014 | P | 14 | $11.09 | A | 3,240 | D | |
| Common Stock | Apr 1, 2014 | P | 45 | $12.63 | A | 5,785 | D | |
| Common Stock | Jul 1, 2014 | P | 96 | $12.58 | A | 13,578 | D | |
| Common StockF1 | Oct 1, 2014 | P | 121 | $11.40 | A | 15,768 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects all purchases through broker-sponsored Dividend Reinvestment Plan in 2014.