SEC Form 4 · accession 0000897101-18-000331
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger HD Lacey
Director
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | A | 4,332 | $0.00 | A | 60,655 | D | |
| Common Stock | Mar 28, 2018 | F | 1,636 | $3.56 | D | 59,019 | D | |
| Common StockF1 | holding | — | — | — | 3,175 | I | BY ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects all ESOP allocations and dispositions that have occurred since the date of the reporting person's last report