SEC Form 4 · accession 0000897101-17-000658
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis A Sampson
Director
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 2,713 | $4.44 | A | 629,636 | D | |
| Common Stock | holding | — | — | — | 430,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 26,114 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $4.44 | May 22, 2017 | M | 2,713 | D | May 22, 2017 | May 22, 2017 | Common Stock | 2,713 | 0 | D |