SEC Form 4 · accession 0000899243-16-030002
COVANTA HOLDING CORP · CVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danielle Pletka
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225648
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 22, 2016 | A | 2,775 | A | — | — | Common Stock | 2,775 | 2,775 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2The restricted stock units vest in three equal installments as follows: 925 restricted stock units vest on September 22, 2016; 925 restricted stock units vest on May 5, 2017; and 925 restricted stock units vest on May 5, 2018. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.