SEC Form 4 · accession 0000225648-18-000171
COVANTA HOLDING CORP · CVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Smith
Director
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225648
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 15, 2018 | A | 642 | A | — | — | Common Stock, $.10 par value | 642 | 2,498 | D |
Explanation of responses
- F1The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $10,000 for the period beginning October 1, 2018 and ending December 31, 2018.
- F2The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the earlier of September 20, 2025 or date of the reporting person's separation from service from the Board of Directors.