SEC Form 4 · accession 0000225648-15-000081
COVANTA HOLDING CORP · CVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zell
Director
Period of report
May 7, 2015
Accepted (ET)
May 8, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | May 7, 2015 | A | 21,460 | $0.00 | A | 137,663 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 25,418 | I | Refer to footnote 1 | |
| Common Stock, $.10 par valueF2 | holding | — | — | — | 10,921,682 | I | Refer to footnote 2 | |
| Common Stock, $.10 par valueF3 | holding | — | — | — | 2,027,500 | I | Refer to footnote 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.
- F2Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.