SEC Form 4 · accession 0001213184-15-000058
NEWPORT CORP · NEWP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Phillippy
Officer — President & CEO · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | P | 10,000 | $14.4223 | A | 303,247 | D | |
| Common StockF2 | holding | — | — | — | 51,714 | I | Held in family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average purchase price for an aggregate of 10,000 shares purchased in multiple transactions at prices ranging from $14.28 to $14.557 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Shares are held by reporting person and his spouse as trustees of a family trust.