SEC Form 4 · accession 0001213184-15-000010
NEWPORT CORP · NEWP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Simone
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | S | 5,000 | $20.2432 | D | 39,778 | D | |
| Common StockF2 | holding | — | — | — | 8,734 | I | Held in Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average sale price for an aggregate of 5,000 shares sold in multiple transactions at prices ranging from $20.15 to $20.35 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F28,734 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person.