SEC Form 4 · accession 0001213184-15-000008
NEWPORT CORP · NEWP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Cargile
Officer — SVP, CFO and Treasurer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2015 | S | 16,250 | $20.2448 | D | 98,237 | D | |
| Common StockF3 | holding | — | — | — | 1,000 | I | Held in family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average sale price for an aggregate of 16,250 shares sold in multiple transactions at prices ranging from $20.11 to $20.33 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 150 shares acquired through the issuer's Employee Stock Purchase Plan on September 30, 2014.
- F3Shares are held by reporting person and his spouse as trustees of a family trust.