SEC Form 4 · accession 0001615774-18-007192
One Horizon Group, Inc. · OHGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Brian White
Officer — President and CEO · Director · 10% Owner
Period of report
Nov 27, 2017
Accepted (ET)
Jul 31, 2018 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000225211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | J | 2,000,000 | $0.125 | A | 2,000,000 | D | |
| Common StockF2 | Nov 27, 2017 | J | 2,000,000 | $0.125 | A | 2,000,000 | I | Footnote |
| Common Stock | Nov 27, 2017 | J | 1,600,000 | $0.00 | A | 3,600,000 | D | |
| Common Stock | Jun 5, 2018 | J | 147,660 | $0.00 | A | 3,747,660 | D | |
| Common StockF5 | holding | — | — | — | 392,943 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired from the Issuer in exchange for 555,000 shares of Series A-1 Convertible Preferred Stock.
- F2Shares acquired for the benefit of and transferred to Zhanming Wu as consideration for Mr. Wu's previous contribution to the Reporting Person of $250,000 to be used in connection with the Reporting Person's initial purchase of the Preferred Shares.
- F3Shares acquired in connection with the employment of the Reporting Person as President and Chief Executive Officer of the Issuer.
- F4Shares acquired as a bonus.
- F5Shares owned by Century River Limited, a company wholly owned by Mr. White, and of which he is the President and a director.