SEC Form 4 · accession 0001127602-18-014823
COMMERCE BANCSHARES INC /MO/ · CBSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Handy
Officer — Executive Vice President
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | I | 16,161 | $63.42 | D | 109 | I | 401(k) |
| Common Stock | Apr 16, 2018 | M | 864 | $30.5731 | A | 40,990 | D | |
| Common Stock | Apr 16, 2018 | M | 2,555 | $36.6185 | A | 43,545 | D | |
| Common Stock | Apr 16, 2018 | M | 2,418 | $36.2121 | A | 45,963 | D | |
| Common Stock | Apr 16, 2018 | F | 772 | $63.42 | D | 45,191 | D | |
| Common Stock | Apr 16, 2018 | D | 3,274 | $63.42 | D | 41,917 | D | |
| Common Stock | Apr 17, 2018 | F | 700 | $62.83 | D | 41,217 | D | |
| Common Stock | holding | — | — | — | 6,779 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $30.5731 | Apr 16, 2018 | M | 864 | D | Apr 17, 2014 | Apr 17, 2023 | Common Stock | 864 | 0 | D |
| Stock Appreciation RightsF2 | $36.6185 | Apr 16, 2018 | M | 2,555 | D | Mar 5, 2015 | Mar 5, 2024 | Common Stock | 2,555 | 0 | D |
| Stock Appreciation RightsF3 | $36.2121 | Apr 16, 2018 | M | 2,418 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 2,418 | 806 | D |
Explanation of responses
- F1This stock appreciation right vests in four equal annual installments beginning on April 17, 2014.
- F2The stock appreciation rights vest in four equal annual installments beginning on March 5, 2015.
- F3The stock appreciation rights vest in four equal annual installments beginning on March 3, 2016.