SEC Form 4 · accession 0001127602-17-020891
COMMERCE BANCSHARES INC /MO/ · CBSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia R Kellerhals
Officer — Senior Vice President
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 412 | $32.1019 | A | 5,371 | D | |
| Common Stock | Jun 7, 2017 | M | 304 | $38.4494 | A | 5,675 | D | |
| Common Stock | Jun 7, 2017 | M | 340 | $38.0227 | A | 6,015 | D | |
| Common Stock | Jun 7, 2017 | M | 408 | $41.819 | A | 6,423 | D | |
| Common Stock | Jun 7, 2017 | F | 145 | $54.07 | D | 6,278 | D | |
| Common Stock | Jun 7, 2017 | D | 1,018 | $54.07 | D | 5,260 | D | |
| Common Stock | Jun 8, 2017 | S | 301 | $54.28 | D | 4,959 | D | |
| Common Stock | holding | — | — | — | 18,590 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $32.1019 | Jun 7, 2017 | M | 412 | D | Apr 17, 2014 | Apr 17, 2023 | Common Stock | 412 | 0 | D |
| Stock Appreciation RightsF2 | $38.4494 | Jun 7, 2017 | M | 304 | D | Mar 5, 2015 | Mar 5, 2024 | Common Stock | 304 | 304 | D |
| Stock Appreciation RightsF3 | $38.0227 | Jun 7, 2017 | M | 340 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 340 | 679 | D |
| Stock Appreciation RightsF4 | $41.819 | Jun 7, 2017 | M | 408 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 408 | 1,225 | D |
Explanation of responses
- F1This stock appreciation right vests in four equal annual installments beginning on April 17, 2014.
- F2The stock appreciation rights vest in four equal annual installments beginning on March 5, 2015.
- F3The stock appreciation rights vest in four equal annual installments beginning on March 3, 2016.
- F4This stock appreciation right vests in four equal annual installments beginning on March 1, 2017.