SEC Form 4 · accession 0001127602-16-068068
COMMERCE BANCSHARES INC /MO/ · CBSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles G Kim
Officer — Exec. Vice President and CFO
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 28,880 | $30.769 | A | 111,431 | D | |
| Common Stock | Nov 21, 2016 | F | 5,643 | $57.58 | D | 105,788 | D | |
| Common Stock | Nov 21, 2016 | D | 15,433 | $57.58 | D | 90,355 | D | |
| Common StockF1 | Nov 22, 2016 | S | 7,804 | $57.7642 | D | 82,551 | D | |
| Common Stock | holding | — | — | — | 24,591 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $30.769 | Nov 21, 2016 | M | 28,880 | D | Feb 1, 2009 | Feb 1, 2018 | Common Stock | 28,880 | 0 | D |
Explanation of responses
- F1Sales prices ranged from $57.75 to $57.79.
- F2The stock appreciation rights vest in four equal annual installments beginning February 1, 2009.