SEC Form 4 · accession 0001127602-16-038535
COMMERCE BANCSHARES INC /MO/ · CBSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Kemper
Officer — Chairman of the Board, CEO · Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2016 | A | 29,145 | $0.00 | A | 1,362,948 | D | |
| Common Stock | Jan 27, 2016 | A | 8,382 | $0.00 | A | 1,371,330 | D | |
| Common Stock | Jan 28, 2016 | F | 4,642 | $40.06 | D | 1,366,688 | D | |
| Common StockF1 | Jan 29, 2016 | S | 12,210 | $40.4921 | D | 1,354,478 | D | |
| Common StockF2 | Jan 28, 2016 | J | 652 | $40.06 | A | 20,405 | I | JW Kemper Rev Trust |
| Common Stock | holding | — | — | — | 11,019 | I | Cb Kemper Trust | |
| Common Stock | holding | — | — | — | 16,270 | I | Cb Kemper Rev Trust | |
| Common Stock | holding | — | — | — | 11,019 | I | Ec Kemper Trust | |
| Common Stock | holding | — | — | — | 16,270 | I | Ec Kemper Revoc Trst | |
| Common Stock | holding | — | — | — | 13,533 | I | Exec Comp Plan | |
| Common Stock | holding | — | — | — | 16,269 | I | JW Kemper Irrev Trust | |
| Common Stock | holding | — | — | — | 245,485 | I | Tower Properties Co | |
| Common Stock | holding | — | — | — | 11,012 | I | WL Kemper Irrev Trust | |
| Common Stock | holding | — | — | — | 16,263 | I | WL Kemper Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $39.38 | Jan 27, 2016 | A | 54,129 | A | Jan 27, 2017 | Jan 27, 2026 | Common Stock | 54,129 | 54,129 | D |
Explanation of responses
- F1Sale prices ranged from $40.38 to $40.55.
- F2Vesting of a restricted stock award.
- F3The stock appreciation right vests in four equal annual installments beginning January 27, 2017.