SEC Form 4 · accession 0000002230-18-000025
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig R Smith
Director
Period of report
May 30, 2018
Accepted (ET)
May 31, 2018 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2018 | J | 45 | $0.00 | A | 20,365 | D | |
| Common StockF2,F3 | May 30, 2018 | S | 6,666 | $15.151 | D | 22,802 | I | By Craig Robert Smith MD REV Trust DTD 03/08/11 |
| Common StockF3 | holding | — | — | — | 15,770 | I | By Craig Robert Smith MD REV Trust DTD 03/08/11 | |
| Common Stock | holding | — | — | — | 6,667 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.30 - $16.11 during the first quarter of 2018.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 - $15.19. The reporting person undertakes to provide the Issuer, any security holder of the issuer, or the staff of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Shares hold of record by Craig Robert Smith, MD, Trustee of the Craig Robert Smith MD REV Trust DTD 3/8/11.