SEC Form 4 · accession 0000002230-17-000038
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy J F Prue
Officer — E.V.P.& Dir.-Shareholder Com.
Period of report
Jun 8, 2017
Accepted (ET)
Sep 22, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | J | 35 | $0.00 | A | 6,434 | D | |
| Common Stock | Jun 8, 2017 | F | 514 | $14.39 | D | 5,920 | D | |
| Common StockF2,F3 | Jun 8, 2017 | J | 135 | $0.00 | A | 19,183 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in exempt transactions as a result of dividend reinvestment during January 1 - June 8, 2017. The Issuer's stock traded in a range of $12.78 - $14.44 during January 1 - June 8, 2017.
- F2Of these shares, 43.4464 shares are held by the Issuer's Thrift Plan Trust and 91.5190 are held by Adams Natural Resources Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trusts during January 1 - June 8, 2017 in exempt transactions as a result of periodic contributions and shares acquired by the Trustees through dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $14.44 during January 1 - June 8, 2017.
- F3The number of shares reported as held by the Issuer's and by Adams Natural Resources Fund's Thrift Plan Trusts represents the undersigned's proportionate beneficial interest in such stock held in the Trusts. Such number is based on information as of June 8, 2017. This number includes the shares acquired in exempt transactions through periodic contributions made during January 1 - June 8, 2017, shares acquired by the Trustees through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trusts during January 1 - June 8, 2017.
Remarks
Nancy J. F. Prue retired on June 8, 2017.