SEC Form 5 · accession 0000002230-17-000018
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence L Hooper Jr.
Officer — V.P., Gen. Counsel, & Sec'y.
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | J | 687 | $0.00 | A | 12,090 | D | |
| Common StockF3,F4 | Dec 31, 2016 | J | 2,250 | $0.00 | A | 30,825 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.
- F2Of these shares, 164.4970 shares are held in a custodial account with the undersigned's child. The undersigned disclaims beneficial ownership of these shares.
- F3These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $10.96 - $13.35 during that time.
- F4The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.