SEC Form 5/A · accession 0000002230-17-000011
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Kathleen T McGahran
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 1, 2017 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 326 | $0.00 | A | 19,332 | D | |
| Common StockF2 | holding | — | — | — | 2,333 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares reported in this column in the reporting person's original Form 5 filing incorrectly included 1,463.536 shares that had been acquired by the reporting person's spouse prior to their marriage in early 2015. These shares are now included in the number of shares reported in this amended Form 5 as indirectly held.
- F2The reporting person disclaims beneficial ownership of these shares, which were acquired by the reporting person's spouse prior to their marriage in early 2015. Of these shares, 869 were inadvertently omitted from the original Form 5 filing.