SEC Form 4 · accession 0000002230-16-000115
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E. Stoeckle
Officer — CEO & President · Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 28, 2016 · 9:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2016 | S | 21,110 | $12.908 | D | 23,090 | D | |
| Common Stock | holding | — | — | — | 9,763 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a sale of shares in a taxable account by the undersigned. The undersigned currently intends to purchase an equivalent number of shares in a tax free account in the future when such sale may be made without penalty under securities laws and Company policy. The net effect will result in the undersigned's position in Company stock not changing as a result of these 2 transactions once both transactions are completed.