SEC Form 4 · accession 0000002230-16-000077
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence L Hooper Jr.
Officer — V.P., Gen. Counsel & Sec'y
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2016 | J | 893 | $0.00 | D | 12,508 | D | |
| Common StockF2 | Jan 14, 2016 | F | 759 | $11.02 | D | 11,749 | D | |
| Common Stock | holding | — | — | — | 26,603 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock were forfeited due to failure to achieve performance criteria on date of vest.
- F2Of these shares, 279.6610 are held in custodial accounts with the undersigned's children.