SEC Form 4 · accession 0000002230-16-000076
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy J F Prue
Officer — E.V.P. & Dir.-Shareholder Com.
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2016 | J | 744 | $0.00 | D | 7,242 | D | |
| Common Stock | Jan 14, 2016 | F | 738 | $11.02 | D | 6,504 | D | |
| Common StockF2 | holding | — | — | — | 16,404 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock were forfeited due to failure to achieve performance criteria on date of vest.
- F2Of these shares, 5,274.740 are held by the Issuer's Thrift Plan Trust and 11,129.484 are held by Adams Natural Resources Fund, Inc.'s Thrift Plan Trust.