SEC Form 4 · accession 0000002230-16-000074
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Stephen Hook
Officer — CFO & Treasurer
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2016 | J | 794 | $11.02 | D | 11,220 | D | |
| Common Stock | holding | — | — | — | 7,310 | I | By Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock were forfeited due to failure to achieve performance criteria on date of vest.
- F2Of these shares, 552.1592 shares were acquired in exempt transactions by gift and are held in a joint tenant account with a family member.